GO
CAT
CATERPILLAR INC DEL
$145.85
$1.93 (1.31%)
Last Closed 2020-01-21
CAT4.45% above Q3 High
$127.05 
Q3 Avg
$145.85 last closed
CAT
$113.38
$150.53
07-01
09-30
01-21
$113.38 Q3 Low
$139.64 Q3 High
$145.85 last closed
HedgeMind Core Managers
363
HedgeMind Hedge Funds
Institutional Investors
Core Consensus Ratings
2019-09-30 to 2020-01-21
Neutral
HedgeMind Stock Rating
79
Popularity Rank
HedgeMind Sentiment
9%
82%
50
33
Q2
70
30
Q3
75
17
Q4
43
50
18Q1
60
40
Q2
65
35
Q3
50
45
Q4
35
65
19Q1
46
54
Q2
9
82
Q3
Q4
20Q1
CAT
$92.27
$170.89
107.99
123.72
139.44
155.17
Key Stats
2019-09-302020-01-21
19Q3Q/Q Change
Total # of Holders 6 -5
Holders % of Core Managers 1.65% -1.36 pp
Total Shares Held 7.22M -769.11K
Share Inflows 3.31K -1.60M
Share Outflows 772.42K -514.37K
PUT/CALL Ratio0.00 
Shares In PUT0.00 
Shares In CALL204.00K 
Holders % of Core Managers
Q2
Q3
Q4
18Q1
Q2
Q3
Q4
19Q1
Q2
Q3
Q4
20Q1
$92.27
$170.89
107.99
123.72
139.44
155.17
1%
2%
3%
4%
CAT
5%
Shares Held by Core Managers
Q2
Q3
Q4
18Q1
Q2
Q3
Q4
19Q1
Q2
Q3
Q4
20Q1
$92.27
$170.89
107.99
123.72
139.44
155.17
2.00M
4.00M
6.00M
8.00M
CAT
10.00M
Share & Money Flows
Key Terms
Institutional Investors
HedgeMind Hedge Funds
HedgeMind Core Managers
HedgeMind Stock Rating
HedgeMind Sentiment
Popularity Ranking
Put/Call Ratio
High-Conviction Holders
Share Inflows/Outflows
CAT – Stock Holders
All
6
7,221,955 SH
New Buy
0
0 SH
Increased
1
6,246,810 SH
Unchanged
1
4,600 SH
Decreased
4
970,545 SH
Sold Out
5
47,140 SH
High Conviction
1
6,246,810 SH
Sort by
Fund Manager
Company Name
Portfolio Weight
# of Shares
Shares Change
Change Rate
Lewis Sanders
SANDERS CAPITAL LLC
6,246,810 SH
+3,310 SH
3.54% P.W.
0.05% new
Phill Gross
ADAGE CAPITAL PARTNERS GP LLC
696,374 SH
-51,300 SH
0.22% P.W.
6.86% sold
Robert Bishop
IMPALA ASSET MANAGEMENT LLC
143,421 SH
-656,588 SH
1.31% P.W.
82.07% sold
Joel Greenblatt
GOTHAM ASSET MANAGEMENT LLC
96,212 SH
-14,355 SH
0.21% P.W.
12.98% sold
Geoffrey Gerber
TWIN CAPITAL MANAGEMENT INC
34,538 SH
-3,041 SH
0.32% P.W.
8.09% sold
Jeremy Grantham
GRANTHAM MAYO VAN OTTERLOO & CO LLC
4,600 SH
0 SH
<0.01% P.W.
(unchanged)
Steve Cohen
POINT72 ASSET MANAGEMENT LP
0 SH
-500 SH
<0.01% P.W.
100% sold
Andre Perold
HIGHVISTA STRATEGIES LLC
0 SH
-2,100 SH
<0.01% P.W.
100% sold
Andrew Sandler
SANDLER CAPITAL MANAGEMENT
0 SH
-2,100 SH
<0.01% P.W.
100% sold
Brad Dunkley
WARATAH CAPITAL ADVISORS LTD
0 SH
-5,840 SH
<0.01% P.W.
100% sold
Zach Schreiber
POINTSTATE CAPITAL LP
0 SH
-36,600 SH
<0.01% P.W.
100% sold
CAT – Option Holders
Sort by
PUT/CALL
Fund Manager
Company Name
# of Shares
CALL
Steve Cohen
POINT72 ASSET MANAGEMENT LP
200,000 SH
+20,000 SH
0.16% P.W.
10.00% new
CALL
Isaac Markowitz
CRAWFORD LAKE CAPITAL MANAGEMENT LLC
4,000 SH
+4,000 SH
0.12% P.W.
100% new
CALL
Andrew Sandler
SANDLER CAPITAL MANAGEMENT
0 SH
-300,000 SH
<0.01% P.W.
100% sold
CALL
Alexander Mitchell
SCOPUS ASSET MANAGEMENT LP
0 SH
-200,000 SH
<0.01% P.W.
100% sold