Sign In
Real-Time 13D-G
Frequently Asked Questions
What is a 13D-G filing
A 13D-G must be filed with the SEC when a hedge fund acquires 5% or more beneficial ownership of a company’s equity securities.
What does beneficial ownership include
A hedge fund’s beneficial ownership includes typically common shares, shares in call options, warrants, and convertible notes.
When must a 13D-G be filed
Typically, within 10 days after a 13D-G filing requirement is triggered.
What is the Event Date in a 13D-G filing
The Event Date is the date when a hedge fund acquired beneficial ownership of greater than 5% of a class of securities that triggered requirement of filing a 13D-G.
Why is the Event Date important to us
One can estimate the price a hedge fund paid for shares on the event date if shares were acquired in the open market. If shares were purchased from shares offering, then its offering price can be easily found in a press release.
How soon do hedge funds typically file a 13D-G when required
Our analysis indicates 20% of filings are made within 24 hours and 50% are done in the first 5 days.
What stock sector has the most filings in a year
40% of 13D-G filings are for Biotech stocks. Stocks in Biotech, Consumer Services, and Technology represent majority of 13D-G filings.
Learn more
HedgeMind.com is not a registered investment adviser or a broker/dealer. Users are advised that content is provided for educational, informational, entertainment and research purposes only and should not be construed as an offer to sell or the solicitation of an offer to buy securities and is not intended to be, nor does it constitute, investment advice or recommendations. In no event will HedgeMind.com or its members, managers, directors, officers be liable to you or any third party for any damages of any kind arising from your use of any content or other material published or available on HedgeMind.com, or relating to the use of, or inability to use, HedgeMind.com or any content, including, without limitation, any investment losses, lost profits, lost opportunity, special, incidental, indirect, consequential or punitive damages. The information on this site is in no way guaranteed for completeness, accuracy or in any other way. Past performance is no guarantee of future results. Investment information provided may not be appropriate for all investors and is provided without consideration of your financial sophistication, financial situation, investing time horizon, or risk tolerance. If you invest based on the information provided on HedgeMind.com, it means that you accept terms and conditions of use of HedgeMind.com. You are responsible for any your own actions and are urged to consult with your own independent financial advisers with respect to any investment.