GO
CAT
CATERPILLAR INC DEL
$126.77
$0.87 (0.69%)
as of 2018-12-14
CAT is 3.98% below Q3 Low
$141.45 
Q3 Avg
$126.77 last close
CAT
$112.34
$158.22
07-01
09-30
12-14
$132.02 Q3 Low
$156.38 Q3 High
$126.77 last close
HedgeMind Core Managers
308
HedgeMind Hedge Funds
Institutional Investors
Core Consensus Ratings
2018-09-30 to 2018-12-14
Neutral
HedgeMind Stock Rating
94
Popularity Rank
HedgeMind Sentiment
59%
41%
12
88
Q2
58
28
Q3
58
42
Q4
60
40
17Q1
59
41
Q2
60
40
Q3
82
18
Q4
52
40
18Q1
66
34
Q2
59
41
Q3
Q4
19Q1
CAT
$69.43
$170.89
89.72
110.01
130.31
150.60
Key Stats
2018-09-302018-12-14
18Q3Q/Q Change
Total # of Holders 12 -1
Holders % of Core Managers 3.90% -0.26 pp
Total Shares Held 5.86M +1.65M
Share Inflows 2.56M +2.09M
Share Outflows 896.6K +114.15K
PUT/CALL Ratio0.66 
Shares In PUT195K 
Shares In CALL294K 
Holders % of Core Managers
Q2
Q3
Q4
17Q1
Q2
Q3
Q4
18Q1
Q2
Q3
Q4
19Q1
$69.43
$170.89
89.72
110.01
130.31
150.60
1%
2%
3%
4%
CAT
5%
Shares Held by Core Managers
Q2
Q3
Q4
17Q1
Q2
Q3
Q4
18Q1
Q2
Q3
Q4
19Q1
$69.43
$170.89
103.25
137.07
2M
4M
CAT
6M
Share & Money Flows
Key Terms
Institutional Investors
HedgeMind Hedge Funds
HedgeMind Core Managers
HedgeMind Stock Rating
HedgeMind Sentiment
Popularity Ranking
Put/Call Ratio
High-Conviction Holders
CAT – Stock Holders
All
12
5,864,784 SH
New Buy
3
1,612,555 SH
Increased
6
4,002,640 SH
Unchanged
0
0 SH
Decreased
3
249,589 SH
Sold Out
3
706,883 SH
High Conviction
2
2,146,025 SH
Sort by
Fund Manager
Company Name
Portfolio Weight
# of Shares
Shares Change
Change Rate
Robert Bishop
IMPALA ASSET MANAGEMENT LLC
1,570,295 SH
+208,691 SH
7.93% P.W.
13.29% new
Phill Gross
ADAGE CAPITAL PARTNERS GP LLC
1,335,561 SH
+375,900 SH
0.45% P.W.
28.15% new
Aaron Cowen
SUVRETTA CAPITAL MANAGEMENT LLC
1,271,655 SH
+1,271,655 SH
4.46% P.W.
100% new
Robert Polak
ANCHOR BOLT CAPITAL LP
575,730 SH
+249,509 SH
4.38% P.W.
43.34% new
Martin Sosnoff
ATALANTA SOSNOFF CAPITAL LLC
349,475 SH
-349,475 SH
1.56% P.W.
100% sold
Jon Hilsabeck
SHELLBACK CAPITAL LP
317,408 SH
-317,408 SH
3.15% P.W.
100% sold
Zach Schreiber
POINTSTATE CAPITAL LP
254,600 SH
+254,600 SH
0.51% P.W.
100% new
Alexander Mitchell
SCOPUS ASSET MANAGEMENT LP
212,866 SH
+56,289 SH
0.43% P.W.
26.44% new
Joel Greenblatt
GOTHAM ASSET MANAGEMENT LLC
174,433 SH
+18,826 SH
0.37% P.W.
10.79% new
Steve Cohen
POINT72 ASSET MANAGEMENT LP
139,048 SH
-33,552 SH
0.09% P.W.
19.44% sold
Jeremy Grantham
GRANTHAM MAYO VAN OTTERLOO & CO LLC
133,755 SH
+37,900 SH
0.14% P.W.
28.34% new
Joseph DiMenna
ZWEIG-DIMENNA ASSOCIATES LLC
90,541 SH
-114,868 SH
1.15% P.W.
55.92% sold
Andrew Sandler
SANDLER CAPITAL MANAGEMENT
86,300 SH
+86,300 SH
0.66% P.W.
100% new
Philip Hempleman
ARDSLEY ADVISORY PARTNERS
40,000 SH
-40,000 SH
0.82% P.W.
100% sold
Larry Foley
BRONSON POINT MANAGEMENT LLC
20,000 SH
-41,300 SH
1.06% P.W.
67.37% sold
CAT – Option Holders
Sort by
PUT/CALL
Fund Manager
Company Name
# of Shares
PUT
Alexander Mitchell
SCOPUS ASSET MANAGEMENT LP
120,000 SH
0 SH
0.24% P.W.
(unchanged)
PUT
Ari Zweiman
683 CAPITAL MANAGEMENT LLC
75,000 SH
0 SH
0.74% P.W.
(unchanged)
CALL
Mark Kingdon
KINGDON CAPITAL MANAGEMENT
350,000 SH
-350,000 SH
3.31% P.W.
100% sold
CALL
Steve Cohen
POINT72 ASSET MANAGEMENT LP
350,000 SH
-350,000 SH
0.19% P.W.
100% sold
CALL
Joseph DiMenna
ZWEIG-DIMENNA ASSOCIATES LLC
209,500 SH
-209,500 SH
1.74% P.W.
100% sold
CALL
Zach Schreiber
POINTSTATE CAPITAL LP
174,000 SH
+174,000 SH
0.35% P.W.
100% new
CALL
Alexander Mitchell
SCOPUS ASSET MANAGEMENT LP
120,000 SH
-30,000 SH
0.24% P.W.
20% sold
CALL
Philip Hempleman
ARDSLEY ADVISORY PARTNERS
100,000 SH
-100,000 SH
2.04% P.W.
100% sold