GO
HIGHBRIDGE CAPITAL MANAGEMENT LLC
Glenn Dubin
Current Period
10/01 ‐ 12/06
Latest Filing
2019-09-30
Past Filings
( select quarter )
All
Holdings
Stock
Holdings
Options
( PUT / CALL )
Sector
All
Top Percentile
 %
All
78$683.58M
New Buy
16$53.11M
Increased
7$106.56M
Unchanged
15$95.36M
Decreased
40$428.55M
Sold Out
103($690.49M)
Sort by 
Portfolio Weight
Change Rate
Stock Symbol
Stock Price
181
SPY
10.51% PW
$71.82M
242.00K SH
PUT
ZIONW
8.52% PW
$58.25M
5.09M SH
WARRANT
CTRA
5.26% PW
$35.99M
1.29M SH
COMMON
INVACARE CORP
4.40% PW
$30.05M
36.40M SH
PRN
GLD
4.06% PW
$27.77M
200.00K SH
PUT
PARATEK PHARMACEUTICALS INC
3.79% PW
$25.88M
37.83M SH
PRN
PHM
3.48% PW
$23.76M
650.00K SH
PUT
PKD
3.32% PW
$22.70M
1.20M SH
COMMON
IWM
3.32% PW
$22.70M
150.00K SH
PUT
NANTHEALTH INC
3.04% PW
$20.78M
33.25M SH
PRN
INTELSAT S A
2.94% PW
$20.10M
13.55M SH
PRN
OASIS PETE INC NEW
2.88% PW
$19.70M
26.53M SH
PRN
PLUG POWER INC
2.68% PW
$18.33M
15.00M SH
PRN
TRINITY BIOTECH INVT LTD
2.66% PW
$18.17M
26.43M SH
PRN
PROTALIX BIOTHERAPEUTICS INC
2.40% PW
$16.40M
19.41M SH
PRN
INTERCEPT PHARMACEUTICALS IN
2.38% PW
$16.30M
18.00M SH
PRN
RETROPHIN INC
2.36% PW
$16.10M
21.75M SH
PRN
ASH
2.25% PW
$15.41M
200.00K SH
PUT
TESLA INC
2.23% PW
$15.24M
15.00M SH
PRN
TWNKW
2.20% PW
$15.05M
8.80M SH
WARRANT
NOVAVAX INC
1.96% PW
$13.41M
32.12M SH
PRN
OPKO HEALTH INC
1.93% PW
$13.18M
16.00M SH
PRN
QTNT
1.90% PW
$12.97M
1.67M SH
COMMON
INVACARE CORP
1.47% PW
$10.08M
10.80M SH
PRN
PACD
1.32% PW
$9.01M
2.31M SH
COMMON
VERASTEM INC
1.26% PW
$8.62M
21.63M SH
PRN
ASSERTIO THERAPEUTICS INC
1.15% PW
$7.84M
10.64M SH
PRN
TELIGENT INC NEW
1.12% PW
$7.65M
18.00M SH
PRN
GEO
1.10% PW
$7.49M
431.80K SH
PUT
INFINERA CORPORATION
1.09% PW
$7.43M
8.50M SH
PRN
AVYA
0.97% PW
$6.65M
650.00K SH
COMMON
VEONEER INCORPORATED
0.97% PW
$6.61M
6.70M SH
PRN
MDCO
0.96% PW
$6.53M
130.60K SH
PUT
GE
0.93% PW
$6.37M
712.20K SH
PUT
LCI
0.74% PW
$5.09M
454.40K SH
PUT
CLOVIS ONCOLOGY INC
0.68% PW
$4.63M
11.07M SH
PRN
ACCELERATE DIAGNOSTICS INC
0.57% PW
$3.88M
5.45M SH
PRN
BBCP
0.55% PW
$3.73M
938.76K SH
COMMON
OMI
0.35% PW
$2.41M
414.70K SH
PUT
CHESAPEAKE ENERGY CORP
0.35% PW
$2.40M
4.00M SH
PRN
I
0.33% PW
$2.23M
98.00K SH
COMMON
GCVRZ
0.32% PW
$2.16M
3.86M SH
COMMON
NIHD
0.31% PW
$2.11M
1.08M SH
COMMON
TBIO
0.24% PW
$1.65M
166.64K SH
COMMON
APLS
0.21% PW
$1.44M
59.66K SH
COMMON
AVYA
0.20% PW
$1.34M
131.00K SH
CALL
THWWW
0.18% PW
$1.25M
1.19M SH
WARRANT
STNLW
0.18% PW
$1.20M
3.00M SH
WARRANT
SAIL
0.17% PW
$1.18M
63.40K SH
COMMON
OKTA
0.15% PW
$1.04M
10.60K SH
COMMON
OPK
0.15% PW
$1.04M
497.12K SH
COMMON
BSTI
0.15% PW
$997.00K
188.75K SH
ADR
DFBHW
0.14% PW
$955.49K
663.54K SH
WARRANT
PACK/WS
0.11% PW
$786.00K
1.36M SH
WARRANT
SAEX
0.10% PW
$706.27K
381.77K SH
COMMON
NIO
0.10% PW
$696.25K
446.32K SH
ADR
NFC/WS
0.09% PW
$634.00K
633.56K SH
WARRANT
GRAF/WS
0.09% PW
$619.00K
1.59M SH
WARRANT
SPAQ/WS
0.09% PW
$597.00K
994.30K SH
WARRANT
RMG/WS
0.08% PW
$517.00K
739.30K SH
WARRANT
SENS
0.07% PW
$494.25K
500.00K SH
COMMON
AMCIW
0.07% PW
$446.40K
1.28M SH
WARRANT
NVLN
0.06% PW
$421.26K
581.04K SH
COMMON
NEBUW
0.05% PW
$369.49K
369.49K SH
WARRANT
SHLL/WS
0.05% PW
$363.00K
725.80K SH
WARRANT
NSCO/WS
0.05% PW
$348.00K
429.80K SH
WARRANT
LFACW
0.05% PW
$310.42K
970.06K SH
WARRANT
NIO
0.04% PW
$301.00K
193.00K SH
PUT
DENBURY RES INC DEL
0.02% PW
$156.00K
262.00K SH
PRN
NH
0.02% PW
$153.47K
213.90K SH
COMMON
SFI
0.02% PW
$146.00K
11.20K SH
CALL
ESTRW
0.02% PW
$145.00K
3.63M SH
WARRANT
SFI
0.02% PW
$140.00K
10.70K SH
PUT
XON
0.01% PW
$78.00K
13.60K SH
PUT
ABEOW
0.01% PW
$55.00K
250.00K SH
WARRANT
AGFSW
<0.01% PW
$18.84K
3.43M SH
WARRANT
DF
<0.01% PW
$14.00K
11.70K SH
PUT
DLPNW
<0.01% PW
$5.50K
110.00K SH
WARRANT
NESRW
0.00% PW
($16.46K)
(25.30K SH)
WARRANT
AMR
0.00% PW
($101.88K)
(800.00K SH)
COMMON
MFAC/WS
0.00% PW
($177.00K)
(600.00K SH)
WARRANT
ESV
0.00% PW
($213.00K)
(25.00K SH)
PUT
ESV
0.00% PW
($237.81K)
(28.70K SH)
COMMON
IPGP
0.00% PW
($238.86K)
(1.80K SH)
COMMON
LHC/WS
0.00% PW
($241.00K)
(195.44K SH)
WARRANT
DF
0.00% PW
($245.42K)
(207.04K SH)
COMMON
MNCLW
0.00% PW
($282.57K)
(727.20K SH)
WARRANT
TMCXW
0.00% PW
($287.82K)
(525.00K SH)
WARRANT
WPX
0.00% PW
($298.63K)
(28.30K SH)
COMMON
AABA
0.00% PW
($323.95K)
(4.90K SH)
COMMON
GMHIW
0.00% PW
($343.85K)
(250.00K SH)
WARRANT
CTSH
0.00% PW
($353.97K)
(5.60K SH)
COMMON
DPHCW
0.00% PW
($358.72K)
(481.50K SH)
WARRANT
ICE
0.00% PW
($365.14K)
(4.00K SH)
COMMON
EPI
0.00% PW
($375.00K)
(14.40K SH)
PUT
CRSAW
0.00% PW
($386.33K)
(500.00K SH)
WARRANT
VTIQW
0.00% PW
($415.60K)
(893.54K SH)
WARRANT
RPLA/WS
0.00% PW
($422.00K)
(620.33K SH)
WARRANT
FMCIW
0.00% PW
($440.83K)
(748.50K SH)
WARRANT
SQ
0.00% PW
($475.49K)
(7.00K SH)
COMMON
CFFAW
0.00% PW
($476.25K)
(789.86K SH)
WARRANT
TRNE/WS
0.00% PW
($501.00K)
(681.17K SH)
WARRANT
AKS
0.00% PW
($506.00K)
(213.50K SH)
CALL
GRSHW
0.00% PW
($526.57K)
(393.40K SH)
WARRANT
CCH/WS
0.00% PW
($528.00K)
(400.00K SH)
WARRANT
UMC
0.00% PW
($528.86K)
(248.00K SH)
ADR
FPAC/WS
0.00% PW
($573.00K)
(449.23K SH)
WARRANT
CIC/WS
0.00% PW
($585.00K)
(429.80K SH)
WARRANT
GSAH/WS
0.00% PW
($650.00K)
(509.67K SH)
WARRANT
TLT
0.00% PW
($664.05K)
(5.00K SH)
COMMON
ACTTW
0.00% PW
($754.33K)
(889.98K SH)
WARRANT
ORLY
0.00% PW
($774.92K)
(2.00K SH)
COMMON
TTWO
0.00% PW
($786.06K)
(6.30K SH)
COMMON
TPGH/WS
0.00% PW
($821.00K)
(490.10K SH)
WARRANT
MOSC/WS
0.00% PW
($926.00K)
(950.00K SH)
WARRANT
TDOC
0.00% PW
($954.31K)
(14.50K SH)
COMMON
UIS
0.00% PW
($957.24K)
(107.62K SH)
COMMON
BHVN
0.00% PW
($1.06M)
(25.00K SH)
COMMON
KLAC
0.00% PW
($1.09M)
(7.80K SH)
COMMON
EMR
0.00% PW
($1.27M)
(19.00K SH)
CALL
FTACW
0.00% PW
($1.39M)
(989.87K SH)
WARRANT
LILAK
0.00% PW
($1.53M)
(91.10K SH)
COMMON
IPOA/WS
0.00% PW
($1.60M)
(1.21M SH)
WARRANT
S
0.00% PW
($1.64M)
(250.00K SH)
PUT
S
0.00% PW
($1.71M)
(260.70K SH)
CALL
CAH
0.00% PW
($1.73M)
(37.90K SH)
COMMON
EMR
0.00% PW
($1.84M)
(27.50K SH)
PUT
PACK
0.00% PW
($1.90M)
(287.51K SH)
COMMON
BABA
0.00% PW
($1.97M)
(11.45K SH)
ADR
KT
0.00% PW
($2.27M)
(196.20K SH)
ADR
BIDU
0.00% PW
($2.35M)
(20.00K SH)
CALL
MPC
0.00% PW
($2.79M)
(50.00K SH)
CALL
GPRE
0.00% PW
($2.81M)
(294.35K SH)
COMMON
ALB
0.00% PW
($2.82M)
(40.00K SH)
CALL
SINA
0.00% PW
($3.02M)
(70.00K SH)
CALL
EEM
0.00% PW
($3.07M)
(71.50K SH)
COMMON
LEN/B
0.00% PW
($3.12M)
(81.07K SH)
COMMON
MKSI
0.00% PW
($3.30M)
(40.00K SH)
COMMON
WLK
0.00% PW
($3.47M)
(50.00K SH)
CALL
CCC/WS
0.00% PW
($3.79M)
(800.00K SH)
WARRANT
GBT
0.00% PW
($4.17M)
(80.00K SH)
COMMON
ZG
0.00% PW
($4.60M)
(115.97K SH)
COMMON
XOP
0.00% PW
($4.91M)
(180.00K SH)
COMMON
BABA
0.00% PW
($5.59M)
(33.00K SH)
CALL
SPY
0.00% PW
($5.74M)
(19.60K SH)
COMMON
CUK
0.00% PW
($5.87M)
(131.50K SH)
ADR
CAH
0.00% PW
($6.12M)
(130.00K SH)
PUT
VXXB
0.00% PW
($6.50M)
(250.00K SH)
CALL
IAC
0.00% PW
($6.51M)
(27.26K SH)
COMMON
TBRG
0.00% PW
($7.55M)
(694.88K SH)
COMMON
LHC
0.00% PW
($8.31M)
(815.00K SH)
COMMON
TSLA
0.00% PW
($8.60M)
(36.62K SH)
COMMON
CENTA
0.00% PW
($8.66M)
(348.23K SH)
COMMON
ACAMU
0.00% PW
($10.20M)
(1.02M SH)
UNIT
IEF
0.00% PW
($11.00M)
(100.00K SH)
CALL
ASHR
0.00% PW
($11.26M)
(400.00K SH)
CALL
XRX
0.00% PW
($11.99M)
(338.50K SH)
PUT
MDC
0.00% PW
($12.24M)
(373.40K SH)
PUT
XOP
0.00% PW
($12.26M)
(450.00K SH)
PUT
LPX
0.00% PW
($12.42M)
(473.70K SH)
PUT
NEBU
0.00% PW
($13.30M)
(1.31M SH)
COMMON
IEF
0.00% PW
($14.08M)
(128.00K SH)
PUT
GOOGL
0.00% PW
($14.49M)
(12.24K SH)
COMMON
CIC
0.00% PW
($14.88M)
(1.54M SH)
COMMON
WDC
0.00% PW
($15.45M)
(325.00K SH)
CALL
IPOA
0.00% PW
($15.69M)
(1.50M SH)
COMMON
TPGH
0.00% PW
($16.71M)
(1.62M SH)
COMMON
CVNA
0.00% PW
($17.53M)
(280.00K SH)
PUT
XBI
0.00% PW
($17.54M)
(200.00K SH)
PUT
SENSEONICS HLDGS INC
0.00% PW
($19.40M)
(19.00M SH)
PRN
FTAC
0.00% PW
($19.59M)
(1.97M SH)
COMMON
DFBH
0.00% PW
($20.39M)
(2.00M SH)
COMMON
XOP
0.00% PW
($20.44M)
(750.00K SH)
CALL
VXXB
0.00% PW
($22.75M)
(875.00K SH)
PUT
LINDW
0.00% PW
($24.22M)
(3.56M SH)
WARRANT
VSAT
0.00% PW
($26.13M)
(323.30K SH)
PUT
MOSC
0.00% PW
($28.19M)
(2.75M SH)
COMMON
ZION
0.00% PW
($29.92M)
(650.60K SH)
PUT
EEM
0.00% PW
($30.04M)
(700.00K SH)
PUT
INSEEGO CORP
0.00% PW
($31.99M)
(25.47M SH)
PRN
HYG
0.00% PW
($43.59M)
(500.00K SH)
PUT
Top 10 Holdings
ZIONW
$58.25M, 9%
CTRA
$35.99M, 5%
PKD
$22.70M, 3%
TWNKW
$15.05M, 2%
QTNT
$12.97M, 2%
PACD
$9.01M, 1%
AVYA
$6.65M, 1%
BBCP
$3.73M, 1%
I
$2.23M, <1%
GCVRZ
$2.16M, <1%
2019-09-3024.69%
Top 10 Stocks by Quarter
Portfolio Money Flow
Total Value of Stock Holdings
2015
2016
2017
2018
2019
2020
$1B
$2B
$3B
$4B
$5B
Money Infows
Money Outflows
2015
2016
2017
2018
2019
2020
-$2B
-$1B
$0
$1B
$2B
$3B
Key Terms
Top Percentile is a filter to get holdings of a portfolio in a selected percentile. For example, you may enter 30 to show only holdings in the top 30 percentile by weight.
Change Rate is defined for each holding as follows:
  • Change rate for new position is 100% New.
  • Change rate for an Increased Position is defined as number of new shares out of total shares in the latest quarter. For example, a fund increased its AAPL position by 700 to 1000 shares in the latest quarter, then the change rate for the position is 70% New = (700/1000)*100.
  • Change rate for a Decreased Position is defined as number shares sold out of total shares in the last quarter.
  • Change rate for sold out position is 100% Sold.
appeared in the Current Period holding cards represent the position activities reported in the latest filing quarter.