GO
HIGHBRIDGE CAPITAL MANAGEMENT LLC
Glenn Dubin
Current Period
01/01 ‐ 03/27
Latest Filing
2019-12-31
Past Filings
( select quarter )
All
Holdings
Stock
Holdings
Options
( PUT / CALL )
Sector
All
Top Percentile
 %
All
62$904.04M
New Buy
21$362.78M
Increased
17$317.41M
Unchanged
10$116.19M
Decreased
14$107.66M
Sold Out
37($159.92M)
Sort by 
Portfolio Weight
Change Rate
Stock Symbol
Stock Price
99
SPY
10.68% PW
$96.56M
300.00K SH
PUT
OMEROS CORP
4.18% PW
$37.82M
38.80M SH
PRN
DTP
4.12% PW
$37.21M
726.00K SH
PREF CONV
RINGCENTRAL INC
3.96% PW
$35.82M
17.06M SH
PRN
INVACARE CORP
3.75% PW
$33.93M
36.40M SH
PRN
LUMENTUM HLDGS INC
3.69% PW
$33.39M
22.87M SH
PRN
WAYFAIR INC
3.65% PW
$32.96M
31.75M SH
PRN
PKD
3.34% PW
$30.18M
1.34M SH
COMMON
XBI
3.16% PW
$28.53M
300.00K SH
PUT
ZIONW
3.09% PW
$27.97M
1.44M SH
WARRANT
PARATEK PHARMACEUTICALS INC
3.02% PW
$27.33M
37.83M SH
PRN
PHM
2.79% PW
$25.22M
650.00K SH
PUT
NANTHEALTH INC
2.70% PW
$24.39M
35.60M SH
PRN
AEGERION PHARMACEUTICALS INC
2.67% PW
$24.16M
24.78M SH
PRN
TRINITY BIOTECH INVT LTD
2.54% PW
$22.97M
30.43M SH
PRN
INTELSAT S A
2.26% PW
$20.46M
30.55M SH
PRN
QTNT
2.18% PW
$19.72M
2.07M SH
COMMON
SYNAPTICS INC
2.16% PW
$19.48M
17.50M SH
PRN
CAESARS ENTMT CORP
2.13% PW
$19.21M
10.00M SH
PRN
OPKO HEALTH INC
2.12% PW
$19.16M
24.50M SH
PRN
PLUG POWER INC
1.83% PW
$16.56M
11.00M SH
PRN
TWNKW
1.82% PW
$16.43M
8.34M SH
WARRANT
RETROPHIN INC
1.81% PW
$16.37M
20.85M SH
PRN
INVACARE CORP
1.79% PW
$16.22M
17.55M SH
PRN
GE
1.73% PW
$15.62M
1.40M SH
PUT
ASH
1.69% PW
$15.31M
200.00K SH
PUT
VERASTEM INC
1.66% PW
$15.02M
16.83M SH
PRN
CLVS
1.53% PW
$13.85M
1.33M SH
PUT
CTRA
1.49% PW
$13.48M
1.49M SH
COMMON
NOVAVAX INC
1.44% PW
$13.01M
32.12M SH
PRN
PROTALIX BIOTHERAPEUTICS INC
1.42% PW
$12.81M
14.41M SH
PRN
PACD
1.41% PW
$12.75M
3.13M SH
COMMON
CLOVIS ONCOLOGY INC
1.34% PW
$12.12M
19.07M SH
PRN
NUANCE COMMUNICATIONS INC
1.28% PW
$11.60M
10.96M SH
PRN
CREE INC
1.18% PW
$10.64M
10.00M SH
PRN
ASSERTIO THERAPEUTICS INC
1.03% PW
$9.31M
12.64M SH
PRN
TELIGENT INC NEW
1.02% PW
$9.19M
21.00M SH
PRN
SEA LTD
0.71% PW
$6.41M
3.00M SH
PRN
MDCO
0.71% PW
$6.39M
75.20K SH
PUT
SWT
0.66% PW
$5.99M
55.00K SH
PREF CONV
IONS
0.64% PW
$5.80M
96.06K SH
COMMON
SPCE/WS
0.59% PW
$5.32M
1.58M SH
WARRANT
OASIS PETE INC NEW
0.47% PW
$4.25M
5.40M SH
PRN
ACCELERATE DIAGNOSTICS INC
0.44% PW
$4.01M
5.20M SH
PRN
GCVRZ
0.37% PW
$3.36M
3.91M SH
COMMON
NIO
0.35% PW
$3.19M
793.00K SH
PUT
CHESAPEAKE ENERGY CORP
0.32% PW
$2.86M
6.00M SH
PRN
AIG/WS
0.25% PW
$2.26M
220.00K SH
WARRANT
OPK
0.23% PW
$2.10M
1.43M SH
COMMON
PACK/WS
0.14% PW
$1.24M
1.16M SH
WARRANT
SAEX
0.13% PW
$1.16M
381.77K SH
COMMON
CLVS
0.12% PW
$1.04M
100.00K SH
CALL
GRAF/WS
0.07% PW
$595.00K
1.49M SH
WARRANT
THWWW
0.06% PW
$520.45K
1.00M SH
WARRANT
DENBURY RES INC DEL
0.02% PW
$184.00K
262.00K SH
PRN
RMG/WS
0.02% PW
$181.00K
297.47K SH
WARRANT
NSCO/WS
0.02% PW
$177.00K
402.35K SH
WARRANT
AMCIW
0.02% PW
$155.31K
500.84K SH
WARRANT
VSTM
<0.01% PW
$32.43K
24.20K SH
COMMON
AGFSW
<0.01% PW
$29.11K
3.43M SH
WARRANT
ESTRW
<0.01% PW
$18.85K
3.63M SH
WARRANT
DLPNW
<0.01% PW
$4.29K
110.00K SH
WARRANT
DF
0.00% PW
($14.00K)
(11.70K SH)
PUT
ABEOW
0.00% PW
($37.93K)
(250.00K SH)
WARRANT
XON
0.00% PW
($78.00K)
(13.60K SH)
PUT
SFI
0.00% PW
($140.00K)
(10.70K SH)
PUT
SFI
0.00% PW
($146.00K)
(11.20K SH)
CALL
NH
0.00% PW
($189.20K)
(213.90K SH)
COMMON
SHLL/WS
0.00% PW
($363.00K)
(725.80K SH)
WARRANT
NEBUW
0.00% PW
($372.41K)
(369.49K SH)
WARRANT
LFACW
0.00% PW
($378.20K)
(970.06K SH)
WARRANT
NVLN
0.00% PW
($410.92K)
(581.04K SH)
COMMON
SENS
0.00% PW
($492.83K)
(500.00K SH)
COMMON
SPAQ/WS
0.00% PW
($597.00K)
(994.30K SH)
WARRANT
NFC/WS
0.00% PW
($634.00K)
(633.56K SH)
WARRANT
DFBHW
0.00% PW
($832.63K)
(663.54K SH)
WARRANT
NIO
0.00% PW
($897.51K)
(446.32K SH)
ADR
BSTI
0.00% PW
($997.00K)
(188.75K SH)
ADR
STNLW
0.00% PW
($1.04M)
(3.00M SH)
WARRANT
OKTA
0.00% PW
($1.22M)
(10.60K SH)
COMMON
AVYA
0.00% PW
($1.34M)
(131.00K SH)
CALL
SAIL
0.00% PW
($1.39M)
(63.40K SH)
COMMON
TBIO
0.00% PW
($1.54M)
(166.64K SH)
COMMON
I
0.00% PW
($1.54M)
(98.00K SH)
COMMON
APLS
0.00% PW
($1.65M)
(59.66K SH)
COMMON
NIHD
0.00% PW
($2.09M)
(1.08M SH)
COMMON
OMI
0.00% PW
($2.41M)
(414.70K SH)
PUT
BBCP
0.00% PW
($3.82M)
(938.76K SH)
COMMON
LCI
0.00% PW
($5.09M)
(454.40K SH)
PUT
VEONEER INCORPORATED
0.00% PW
($6.61M)
(6.70M SH)
PRN
INFINERA CORPORATION
0.00% PW
($7.43M)
(8.50M SH)
PRN
GEO
0.00% PW
($7.49M)
(431.80K SH)
PUT
AVYA
0.00% PW
($7.98M)
(650.00K SH)
COMMON
VERASTEM INC
0.00% PW
($8.62M)
(21.63M SH)
PRN
INVACARE CORP
0.00% PW
($10.08M)
(10.80M SH)
PRN
TESLA INC
0.00% PW
($15.24M)
(15.00M SH)
PRN
INTERCEPT PHARMACEUTICALS IN
0.00% PW
($16.30M)
(18.00M SH)
PRN
IWM
0.00% PW
($22.70M)
(150.00K SH)
PUT
GLD
0.00% PW
($27.77M)
(200.00K SH)
PUT
Top 10 Holdings
DTP
$37.21M, 4%
PKD
$30.18M, 3%
ZIONW
$27.97M, 3%
QTNT
$19.72M, 2%
TWNKW
$16.43M, 2%
CTRA
$13.48M, 1%
PACD
$12.75M, 1%
SWT
$5.99M, 1%
IONS
$5.80M, 1%
GCVRZ
$3.36M, <1%
2019-12-3119.12%
Top 10 Stocks by Quarter
Portfolio Money Flow
Total Value of Stock Holdings
2016
2017
2018
2019
2020
$1B
$2B
$3B
$4B
$5B
Money Infows
Money Outflows
2016
2017
2018
2019
2020
-$2B
-$1B
$0
$1B
$2B
$3B
Key Terms
Top Percentile is a filter to get holdings of a portfolio in a selected percentile. For example, you may enter 30 to show only holdings in the top 30 percentile by weight.
Change Rate is defined for each holding as follows:
  • Change rate for new position is 100% New.
  • Change rate for an Increased Position is defined as number of new shares out of total shares in the latest quarter. For example, a fund increased its AAPL position by 700 to 1000 shares in the latest quarter, then the change rate for the position is 70% New = (700/1000)*100.
  • Change rate for a Decreased Position is defined as number shares sold out of total shares in the last quarter.
  • Change rate for sold out position is 100% Sold.
appeared in the Current Period holding cards represent the position activities reported in the latest filing quarter.